AML/CFT Services

AML/CFT Program

• AML/CFT program design and implementation

• Customer risk scoring model design and implementation

• KYC system design and implementation

• Gap assessment

• Risk assessment

Fractional Compliance Officer

• Serving as client's outsourced, fractional compliance officer

• Supporting staff with day-to-day compliance matters

• Creating, enhancing and implementing compliance policies and procedures

• Providing client's leadership with relevant regulatory updates

Independent Audit

• Independent AML Audits

• Transaction "lookbacks"

• KYC and program remediation

• Compliance Monitor Services

Training

• Board and Management

• Culture of Compliance

• Annual Training

• FIU/Investigations

• Compliance Officer Coaching

Transaction Monitoring System Testing & Optimization

• Reviewing goals and limitations.

• Technology vendor selection

• Performing any necessary migration to new technology systems.

• Realizing goals and objectives.

• Evaluating and reporting results.

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Examination Support

• Exam and Audit Preparation

• Assistance with responding to regulatory examination findings or inquiries

• Action plan preparation and execution